If you answered yes to any of these questions, FOREST BROKERAGE ADVISERS, INC. can help you. Owning a Broker/Dealer requires familiarity with a myriad of rules and regulations. But, it doesn't have
to be overwhelming. We offer a cost-effective and time-efficient service designed to assist you through the registration of your firm,
FINRA pre-membership interviews and all other regulatory issues.
Forest Brokerage Advisers, Inc. (FBA) can assist you in the following areas that you, as an owner of a Broker/Dealer, must be aware of:
 Complete Broker/Dealer Registrations
Books & Recordkeeping Services
General Consulting Services
Mock FINRA Exams, 3012 Certifications, Annual Compliance
 Meetings & AML Audits
Registered Investment Advisor Services
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